Bates Research,Industry News - 01-04-17

FINRA Announces 2017 Regulatory Priorities

FINRA has announced their regulatory and examination priorities for the upcoming year, which you can read about here.

In the coming weeks, stay tuned to Bates Research for our expert commentary on FINRA’s 2017 objectives and how they may impact your legal and compliance matters.


What do you think? Follow us on LinkedIn or Twitter to join the conversation!


Get Bates Group News and Alerts in your Inbox

Sign Up Now

Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

Contact Bates Group