Upcoming Events

October 3, 2019 – Join Bates Group when we sponsor the 2019 FSDA Industry Outreach Program, Thursday, October 3 in Boca Raton.

October 12, 2019 – Bates is proud supporter of the Hillsborough Pace Center for Girls 2019 Ignite the Dream Gala: Educating girls who will change the world!

October 21-23 – Bates Compliance is a proud exhibitor of the 2019 NSCP National Conference, October 21-23 at the Hilton Baltimore. Visit us at Booth #33

October 22, 2019 – Hank Sanchez to speak on the “Hot Topics in Compliance” panel at the SIFMA C&L New York Regional Seminar, October 22 in New York City.

October 23, 2019 – Hank Sanchez to speak at the 2019 NSCP National Conference on the panel "Advanced Considerations for Performing Due Diligence." 

October 27-30, 2019 – Robert Lavigne, Managing Director Bates Compliance, will be speaking on Senior Investor Protection at the SIFMA Internal Audit Annual Conference in Miami.

October 28-30, 2019 – Jill Ehret, Director, Bates Compliance, will be speaking on Reg-BI at the IBDC 2019 Annual Conference in San Diego

November 4-7, 2019 – Bates Compliance will also be exhibiting at IMPACT® 2019, November 4-7 at the San Diego Convention Center.

November 14, 2019 – Jill Ehret will be speaking on [insert] at the Greensfelder Conference in St. Louis, Mo.

Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

Contact Bates Group