Jennifer L. Stout Scott E. Lucas Julie R. Johnstone Andrew C. Daniel

Consultants & Expert Testimony

Bates Group’s consulting and testifying experts have diverse backgrounds resulting in a wide variety of expertise. With all that diversity, they have one thing in common – they are all outstanding practitioners in their fields.

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Bruce P. Cramer Joseph J. Thomas Ralph Blascovich
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End To End Solution

The Bates team of consulting and testifying experts - and experienced big data and analytical professionals support arbitration, litigation, and enforcement matters, help with the complexities of internal investigations, assist in responding to and resolving regulatory investigations and examinations and prepare and assist in the implementation, review and enhancement of compliance and supervision programs and policies/procedures.

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RegTelligence® is a comprehensive database of all regulatory enforcement actions developed by Bates Group LLC, the nation’s leading provider of financial services expertise. RegTelligence® provides data solutions for companies seeking information about enforcement actions, outcomes, penalties and sanctions in a simple, comprehensive dataset.  RegTelligence® combines robust data (both current and historical) with smart tagging designed to facilitate easy analysis of enforcement activity by product, issue, regulator, firm, and many other possible criteria.

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Recent News

Andrew Daniel to Speak at 2016 St. Louis Securities Symposium

Andrew Daniel to Speak at 2016 St. Louis Securities Symposium

Bates Group is pleased to announce that Andrew Daniel, Bates Group Director, Securities Litigation Expert and Consultant, will be a featured speaker at the 2016 Securities Symposium, sponsored by the Greensfelder law firm and The Bar Association of Metropolitan St. Louis, on Wednesday, November 16, 2016.

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Bates Expert Joe Thomas Quoted by Ignites, a Financial Times Service

Bates Expert Joe Thomas Quoted by Ignites, a Financial Times Service

Joseph “Joe” Thomas, Principal and Expert with Bates Group, is quoted in an Ignites (FT's Mutual Funds industry publication) article on the new proposed FINRA rule concerning vulnerable and elderly clients.  Click to read the full story.

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Meet Our New Experts

Meet Our New Experts

Bates Group is proud to announce our new Experts and Consultants. Click below for more information or visit our expert search page.

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We Help Reduce Risk and Resolve Matter Outcomes.

Subject Matter Experts

Bates Group has nearly 100 analysts, quantitative and substantive experts nationwide to help you with your securities litigation, regulatory, compliance, forensic and damages consulting needs

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Corporate Internal Investigations

Bates Group’s regulatory professionals conduct or participate in sensitive and complex regulatory and internal corporate investigations in the U.S. and throughout the world. 

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Insurance and Actuarial Litigation

Bates Group's Insurance and Actuarial practice is focused on providing cost effective solutions for your expert consulting and insurance and actuarial litigation needs.

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