Jennifer L. Stout Scott E. Lucas Julie R. Johnstone Andrew C. Daniel

Consultants & Expert Testimony

Bates Group’s consulting and testifying experts have diverse backgrounds resulting in a wide variety of expertise. With all that diversity, they have one thing in common – they are all outstanding practitioners in their fields.

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Bruce P. Cramer Joseph J. Thomas Ralph Blascovich
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End To End Solution

The Bates team of consulting and testifying experts - and experienced big data and analytical professionals support arbitration, litigation, and enforcement matters, help with the complexities of internal investigations, assist in responding to and resolving regulatory investigations and examinations and prepare and assist in the implementation, review and enhancement of compliance and supervision programs and policies/procedures.

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RegTelligence® is a comprehensive database of all regulatory enforcement actions developed by Bates Group LLC, the nation’s leading provider of financial services expertise. RegTelligence® provides data solutions for companies seeking information about enforcement actions, outcomes, penalties and sanctions in a simple, comprehensive dataset.  RegTelligence® combines robust data (both current and historical) with smart tagging designed to facilitate easy analysis of enforcement activity by product, issue, regulator, firm, and many other possible criteria.

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Recent News

Bates Wins Again in the 2016 NYLJ Reader Rankings Survey

Bates Wins Again in the 2016 NYLJ Reader Rankings Survey

Bates Group has been selected as a top Secuities Litigation Consulting Firm by the readers of the ​New York Law Journal​ for the second year in a row.

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Bates Group Welcomes Four New Experts

Bates Group Welcomes Four New Experts

Recent senior securities and insurance regulators join Bates Group, the nation’s preeminent financial services consulting firm, providing end-to-end solutions on litigation, regulatory and compliance matters for financial services firms and their counsel.

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Ralph M. Cursio, Esq., Affiliate Expert and Consultant, Bates Group LLC to Speak at KC’s Event

Ralph M. Cursio, Esq., Affiliate Expert and Consultant, Bates Group LLC to Speak at KC’s Event

Ralph M. Cursio, Esq., Affiliate Expert and Consultant, Bates Group LLC to Speak at KC’s Event

The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Ralph M. Cursio, Esq., Affiliate Expert and Consultant, Bates Group LLC will speak at the Knowledge Group’s webcast entitled: FINRA Arbitrations: Tools & Practical Guide for 2016 and Beyond LIVE Webcast. This event is scheduled for Tuesday, September 13, 2016@ 12:00 pm -2:00 pm (ET).

For further details, please visit:

https://theknowledgegroup.org/all-events-list/live-webcasts/event/?ID=finra-arbitrations-tools-practical-guide-for-2016-and-beyond-live-webcast

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We Help Reduce Risk and Resolve Matter Outcomes.

Subject Matter Experts

Bates Group has nearly 100 analysts, quantitative and substantive experts nationwide to help you with your securities litigation, regulatory, compliance, forensic and damages consulting needs

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Corporate Internal Investigations

Bates Group’s regulatory professionals conduct or participate in sensitive and complex regulatory and internal corporate investigations in the U.S. and throughout the world. 

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Insurance and Actuarial Litigation

Bates Group's Insurance and Actuarial practice is focused on providing cost effective solutions for your expert consulting and insurance and actuarial litigation needs.

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