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Bates Group offers AML Compliance consulting and other services to established and start-up companies in the areas of banking, financial technology (FinTech), virtual assets and cryptocurrency, traditional Money Services Businesses (MSBs), and Non-Banking Financial Institutions (NBFIs).
Our MSB, FinTech and Cryptocurrency team provides a full suite of Bank Secrecy Act, Anti-Money Laundering and Office of Foreign Assets Control (BSA/AML/OFAC) compliance consulting services, state money transmitter licensing acquisition and maintenance support, independent reviews, and corporate compliance training.
Managing Director, AML & Compliance
Program Director, MSB Practice
Business Development and Consulting Expert
A client hired us to conduct an independent review of their consumer protection operations. This would be the client's first independent review of their consumer protection operations.
Our team’s focus is on helping financial services firms, MSBs, banks and NBFIs develop, analyze, and improve their compliance programs, as well as enhance and review existing programs.
Bates assists clients in obtaining their money transmitter license, as well as compliance with federal and state laws following licensure and the start of operations.
Our consultants and experts design and implement up-to-date AML-compliant policies that help new and existing firms stay relevant and current in the fast-growing crypto services market.