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Webinars

Upcoming Webinars


Previous Webinars

Hot Topics in Crypto Compliance

Hot Topics in Crypto Compliance

Join Bates Group and TRM Labs for the webinar "Hot Topics in Crypto Compliance," as we look at today's key issues and challenges for compliance teams in the digital asset space. Featuring Brandi L Reynolds, Managing Director, MSB and CryptoCurrency Practice Leader, along with compliance experts from FTX, Clifford Chance and TRM.

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2022 Capital Markets Litigation and Regulatory Outlook

2022 Capital Markets Litigation and Regulatory Outlook

Jack McGuire, Esther Cho and Greg Kyle reunite for a new CLE Webinar to provide a capital markets update and discuss related litigation, regulatory and enforcement areas to keep an eye on in 2022. Bates Group Managing Director Alex Russell will be joining the panel to discuss Regulatory issues and updates.

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Demystifying Cryptocurrency Law & Compliance
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Demystifying Cryptocurrency Law & Compliance

The cryptocurrency legal and compliance landscape is constantly changing, and there’s more scrutiny than ever before on the industry. Please join leading experts from McDermott Will & Emery and Bates Group for a discussion on the current virtual currency environment and what you need to know for your business in 2022.

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Getting Ahead of an SEC Examination
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Getting Ahead of an SEC Examination

It can be daunting for you and your firm to have to undergo an SEC examination. Join Bates Compliance to learn how to prepare and respond to the SEC during all four key examinations phases.

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REG BI - 120 Days On

REG BI - 120 Days On

In 2019, the US SEC (Securities and Exchange Commission) passed the Regulation Best Interest (REG BI) rule that bound broker-dealers by law to put the best interest of their clients first. Join our webinar to learn what has happened since REG BI came into effect, how it has impacted the technology side of business, and common concerns raised by the SEC.

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Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.