Who we are

Bates Group is a leading financial services consulting firm in the United States. We have been a trusted partner to financial services firms and counsel for over 40 years. Our professional services staff and 175+ industry experts and consultants offer services in litigation consultation and expert testimony, regulatory and internal investigations, compliance and AML solutions, state licensing support, P/L reports, damages consulting, big data analyses, forensic accounting, and expert compliance training.  

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Who we serve

We work with the nation’s leading multinational and regional banks, financial institutions, insurance companies, and law firms, as well as established and start-up broker-dealers, investment advisers, and funds, money services businesses (MSBs) and non-bank/non-depository institutions, including blockchain, virtual asset and cryptocurrency companies, and precious metal dealers.

Our dedication to meet our clients’ needs is our greatest priority and pride. 

What Our Clients Say About Bates

Find Your Expert

Bates boasts the largest roster of financial industry consultants and experts. Whether you are seeking an options or margin expert, suitability, Reg BI, big data, damages, or insurance testifying expert, AML or compliance project or ongoing consultant, the experts at Bates cover over 250 unique areas of financial services and non-banking financial institution knowledge and expertise.

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Meet Our Money Services Business (MSB), FinTech and Crypto Team

Experience Matters: Bates Group's MSB, FinTech and Virtual Assets team provides expert advice and industry best practices for BSA/AML/OFAC Compliance, Independent Reviews, State Licensing (MTL, Virtual Currency), Team Training, and more.

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