Bates Compliance Solutions will be at the 2017 NSCP National Conference October 16 - 18 at the Omni Shoreham in Washington, D.C. Visit Bates at Table #16.

Conference Details

Bates is proud to be a platinum sponsor and presenter at the 2017 IBDC Annual Conference, September 26 – 28 in Rancho Mirage, California.

Conference Details

Bates Group welcomes Mike Bernardo as the new Managing Director of Bates Compliance Solutions.

View Full Announcement

Our End-to-End Solutions assist financial services firms and their counsel throughout the lifecycle of their legal and regulatory matters.

Explore our End-To-End Solutions

Bates Group has over 100 consultants and testifying industry experts spanning over 250 unique areas of expertise to cover your litigation, regulatory, AML, compliance, forensic and damages analysis needs.

Find An Expert

Bates Group conducts AML investigations including lookback and BAU transactions involving negative news, fraud, regulatory subpoena, free looks and transactional analysis.

Bates AML Investigations

Did you know? Bates Group now provides consulting and expert testimony for Energy, Oil & Gas disputes.

Click Here to Learn More

Bates is honored to be voted a Best Securities Litigation Consulting firm in 2016 by the readers of the New York Law Journal for the second year in a row.

Click Here to View the 2016 Winners

We are vested in your success! Bates Group provides financial schedules training and substantive financial-related CLE programs to meet your legal staff needs.

Click Here to Learn More

Case Assessment, Data & Damages Analyses

Fraud and Forensic Investigations

Securities and Financial Services Litigation & Consulting

Regulatory & Internal Investigations

Compliance Solutions

Insurance & Actuarial

Consultants & Expert Testimony

Bates Group’s consulting and testifying experts have diverse backgrounds resulting in a wide variety of expertise. With all that diversity, they have one thing in common – they are all outstanding practitioners in their fields.

Find An Expert

End To End Solution

The Bates team of consulting and testifying experts - and experienced big data and analytical professionals support arbitration, litigation, and enforcement matters, help with the complexities of internal investigations, assist in responding to and resolving regulatory investigations and examinations and prepare and assist in the implementation, review and enhancement of compliance and supervision programs and policies/procedures.

Learn More

Recent News

Expert Spotlight: Bates Fraud and Forensic Expert Mary-Jo Kranacher

Expert Spotlight on Fraud & Forensics Expert Mary-Jo Kranacher, MBA, CPA/CFF, CFE.

Full Article

Bates Group’s David Birnbaum on Compliance and Acquisition for FP Transitions’ Roundtable

Bates Group is pleased to announce the release of this first of three special Roundtable Talks featuring FP Transitions’ Marcus Hagood’s one-on-one interview with Bates Managing Director David Birnbaum to discuss the importance of compliance when it comes to acquisitions, as well as recent regulatory changes.

Full Article

Bates Team Spotlight: Giving Back to our Communities

Bates Group is dedicated to giving back to the communities where we work and live by donating our time and talent. Here we highlight some of the contributions made by members of the Bates team.

Full Article

We Help Reduce Risk and Resolve Matter Outcomes.

Subject Matter Experts

Bates Group has nearly 100 analysts, quantitative and substantive experts nationwide to help you with your securities litigation, regulatory, compliance, forensic and damages consulting needs

Learn More

Corporate Internal Investigations

Bates Group’s regulatory professionals conduct or participate in sensitive and complex regulatory and internal corporate investigations in the U.S. and throughout the world.

Learn More

Insurance and Actuarial Litigation

Bates Group's Insurance and Actuarial practice is focused on providing cost effective solutions for your expert consulting and insurance and actuarial litigation needs.

Learn More