Seeking Sunlight for Investors, SEC Chair Addresses Five Areas of Focus
With the latest cyber crises momentarily at bay, SEC Chair Jay Clayton is taking the opportunity to address both short- and long-term agency priorities. In a speech before the Practising Law Institute’s 49th Annual Conference on Securities Regulation, Mr. Clayton continued to set forth the agency’s near-term, narrowly focused retail and institutional regulatory priorities and articulated longer-term elements of a five-year strategic plan.Full Article
Fraud Week 2017: Why Do People Commit Fraud?
Why do people commit fraud? This short video explores how pressure, opportunity and rationalization — called the Fraud Triangle — can come together to influence an individual to commit fraud.
Bates Group is a proud supporter of International Fraud Awareness Week, November 12-18, 2017.Full Article
Bates Expert Dr. Shane Shook to Speak on Cadwalader Cybersecurity CLE Webinar on November 30, 2017
Bates Consulting and Testifying Expert Dr. Shane Shook will be a featured speaker at an upcoming webinar titled Cybersecurity Threats to Banks and Financial Institutions: What to Know and What to Do, on November 30, 2017 from 12-1 p.m. EST. This complimentary CLE webinar is presented by Cadwalader, Wickersham & Taft LLP.Full Article