Case Assessment & Damages Analyses

Case Assessment, Data & Damages Analyses

 Case Assessment & Damages Analyses

Financial Crimes

 Case Assessment & Damages Analyses

Securities and Financial Services Litigation & Consulting

 Case Assessment & Damages Analyses

Regulatory & Internal Investigations

 Case Assessment & Damages Analyses

Compliance Solutions

 Case Assessment & Damages Analyses

Insurance & Actuarial
Jennifer L. Stout Scott E. Lucas Julie R. Johnstone Andrew C. Daniel

Consultants & Expert Testimony

Bates Group’s consulting and testifying experts have diverse backgrounds resulting in a wide variety of expertise. With all that diversity, they have one thing in common – they are all outstanding practitioners in their fields.

Find An Expert

Bruce P. Cramer Joseph J. Thomas Ralph Blascovich
icon-end-to-end

End To End Solution

The Bates team of consulting and testifying experts - and experienced big data and analytical professionals support arbitration, litigation, and enforcement matters, help with the complexities of internal investigations, assist in responding to and resolving regulatory investigations and examinations and prepare and assist in the implementation, review and enhancement of compliance and supervision programs and policies/procedures.

Learn More

The smart way to identify and select the best arbitrators for your case

Arbitrator Evaluator streamlines the arbitrator ranking and selection process, summarizing disclosure reports into one easy-to-read document.

Powered By
ARB_Chek

Learn More

Recent News

Bates Welcomes Our Newest Experts and Consultants

Bates Welcomes Our Newest Experts and Consultants

Bates is proud to introduce four new experts and consultants: Jennifer Bergenfeld, Pamela O’Neill, Matthew Sekerke and Phil Swatzell.

Full Article
Bates Group President Ben Pappas Honored as a 2019 “Forty Under 40”  by Portland Business Journal

Bates Group President Ben Pappas Honored as a 2019 “Forty Under 40”  by Portland Business Journal

Bates Group congratulates President Benjamin Pappas on his recognition as a 2019 "Forty Under 40" business leader by the Portland Business Journal.

Full Article
FINRA Is Scrutinizing UTMA/UGMA Accounts

FINRA Is Scrutinizing UTMA/UGMA Accounts

In June 2018, Bates Group published an article reporting on deficiencies identified by FINRA in its exam findings which may trigger further scrutiny. In that article we noted FINRA’s focus on the Uniform Transfer to Minors Act (UTMA), among other exam topics. That scrutiny has now arrived in the form of FINRA inquiries/investigations into how accounts for UTMA and Uniform Gifts to Minors Act (UGMA) accounts are handled at financial services firms.

Full Article

We Help Reduce Risk and Resolve Matter Outcomes.

Subject Matter Experts

Bates Group has over 165 analysts, quantitative and substantive experts nationwide to help you with your securities litigation, regulatory, compliance, forensic and damages consulting needs

Learn More

Corporate Internal Investigations

Bates Group’s regulatory professionals conduct or participate in sensitive and complex regulatory and internal corporate investigations in the U.S. and throughout the world. 

Learn More

Insurance and Actuarial Litigation

Bates Group's Insurance and Actuarial practice is focused on providing cost effective solutions for your expert consulting and insurance and actuarial litigation needs.

Learn More
Automat:ee