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Bates Group’s consulting and testifying experts have diverse backgrounds resulting in a wide variety of expertise. With all that diversity, they have one thing in common – they are all outstanding practitioners in their fields.

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The smart way to identify and select the best arbitrators for your case

Arbitrator Evaluator streamlines the arbitrator ranking and selection process, summarizing disclosure reports into one easy-to-read document.

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Expert Spotlight: Greg Kyle Quoted by CBS News

Bates Group director and expert Greg Kyle was recently interviewed by CBS News for their MoneyWatch feature.

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NASAA Roundup: Crypto Crackdown, Reg BI, New Warnings on Complex Products

The past few months have been a particularly busy time for state financial regulators and enforcement officials. At almost every turn, the complicated and overlapping relationship between federal and state officials is being tested. A review of recent activities by the North American Securities Administrators Association (NASAA) provides several examples. In this article, Bates recaps recent NASAA developments on cryptocurrency, fraud enforcement, Regulation Best Interest (Reg BI), and supervision of complex financial products (i.e. non-traditional Exchange Traded Funds).

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Jill Ehret to Speak on Reg BI Panel August 14, 2019 in Los Angeles

Bates Group’s Compliance Director Jill Ehret will be speaking at the 2nd Annual FI Summit on Wednesday, August 14th at the LA Galaxy Stadium. Bates is a proud co-sponsor of this year's event.

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Hank Sanchez, Bates Managing Director and Expert Consultant, to speak at the 2019 NSCP National Conference, October 21-23, in Baltimore, MD. Visit the Bates Compliance team at booth #33.

Bates Group’s compliance consultants can help your firm through the implementation phase of Reg BI.

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Bates Group Introduces Arbitrator Evaluator™ — The Essential Information Source for Arbitrator Selection

Bates Group has over 165 consultants and testifying industry experts spanning over 250 unique areas of expertise to cover your litigation, regulatory, AML, compliance, forensic and damages analysis needs.

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Bates Group conducts AML investigations including lookback and BAU transactions involving negative news, fraud, regulatory subpoena, free looks and transactional analysis.

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Expert Spotlight: Greg Kyle Quoted by CBS News

NASAA Roundup: Crypto Crackdown, Reg BI, New Warnings on Complex Products

Jill Ehret to Speak on Reg BI Panel August 14, 2019 in Los Angeles

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