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Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

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Private Funds

Private Funds qualify for one or more exemptions from the Investment Company Act of 1940, but they still must meet certain regulatory and compliance requirements.

Our Private Fund services include:

  • Form D filing service
  • Blue Sky filing service
  • Form PF filing service
  • As need compliance and regulatory consulting

See all Bates Compliance & AML Services

Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.