Andrew Dietrich is a licensed attorney and Certified Securities Compliance Professional in Columbus, Ohio. He also holds the Certified Anti-Money Laundering Specialist (CAMS) designation. Andrew has served in many roles in the financial services sector including general compliance, financial accounting, and private placement support. He has experience conducting regulatory reviews for both investment advisors and broker-dealers.
Andrew is a consultant and subject matter expert in these Practice Areas and Services:
-
Compliance Solutions
- Broker-Dealers
- Registered Investment Advisers
- Anti-Money Laundering
Credentials
EXPERIENCE
Bates Group, 2022 - Present; Consultant, 2024 – Present; Senior Associate, 2022 - 2024
Gramercy Park Wealth Advisors, Legal and Compliance, Nashville, TN, 2021 – 2022
The Carroll Companies, Residency In-Practice Law Intern, Greensboro, NC, 2020
Ohio Secretary of State, Summer Intern, Columbus, OH, 2019
Gramercy Park Wealth Advisors, Financial Planning Specialist, Nashville, TN, 2016 – 2018
EDUCATION
Juris Doctor (JD), Elon University School of Law, Greensboro, NC
Bachelor of Art (BA), Economics, The University of the South Sewanee, Sewanee, TN
PROFESSIONAL QUALIFICATIONS
- Certified Anti-Money Laundering Specialist (CAMS)
- Certified Securities Compliance Professional
- OHIO STATE BAR