Ashley Ehrenman

Ashley Ehrenman is a Senior Consultant in the BD/RIA Practice at Bates Group with over 10 years of experience in regulatory compliance, internal audit, and advisory services for broker-dealers and investment advisers. She specializes in developing and managing comprehensive compliance programs, conducting supervisory reviews, and ensuring adherence to SEC, FINRA, and state regulatory requirements. Ashley has held leadership roles in both industry and consulting, where she designed compliance frameworks, strengthened governance processes, and enhanced operational effectiveness. Her expertise extends across compliance testing, risk assessments, and regulatory remediation for complex financial organizations.