Contact Bates Today

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

Get My Solution Started

Bates Group Logo

This is a test alert message at the top of the Bates website - Action Link

Brant Yaple

Brant Yaple

Senior Associate

Brant Yaple is a Senior Associate with the Money Services Business (MSB) Practice Group. As a Senior Associate, Brant provides support for diagnostic assessments of BSA/AML/OFAC compliance and programs and leads compliance risk assessments. Brant also provides ongoing support for compliance matters and training.

Brant comes to the Bates Group from Monex Inc., where he had been a Senior AML Analyst since 2020. As a Senior AML Analyst, some of Brant’s responsibilities included transaction monitoring and account opening, training employees to assure the team understands and complies with compliance policies, maintaining AML compliance manuals, policies, and procedures, as well as company AML and compliance policies, and providing support for internal AML compliance audits

Brant is a quality-driven professional with years of progressive experience determining adequacy and effectiveness of the policies and procedures in business across broad-ranging markets. He is technically proficient and a corporate professional with a history of positioning compliance function as an integral strategic business partner and providing sound advice to leaders across the organization. Brant is currently pursuing both a CAMS certificate and ACAMS Virtual Currency Certification.

Brant is a consultant and subject matter expert in these Practice Areas and Services:

Credentials

EXPERIENCE

Monex Inc. (formerly Tempus), Senior AML Analyst, Washington, D.C., 2020 – Present

Citi, AML Analyst, Global Investigations Unit, 2017 – 2020

EDUCATION

Bachelor of Arts (BA), Communications, University of Connecticut, Storrs, CT

ADDITIONAL SKILLS and EXPERTISE

  • In-depth knowledge of AML/BSA laws and financial crime regulation
  • Self-motivated
  • Strong analytical skills with acute attention to detail
  • Clear and concise written and verbal communication and interpersonal skills
  • Proficient in Microsoft Office 365, FxOffice, Persona, GIACT, LexisNexis, CreditSafe, Experian, Freshsales

Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.