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Brant Yaple is a Senior Associate with the Money Services Business (MSB) Practice Group. As a Senior Associate, Brant provides support for diagnostic assessments of BSA/AML/OFAC compliance and programs and leads compliance risk assessments. Brant also provides ongoing support for compliance matters and training.
Brant comes to the Bates Group from Monex Inc., where he had been a Senior AML Analyst since 2020. As a Senior AML Analyst, some of Brant’s responsibilities included transaction monitoring and account opening, training employees to assure the team understands and complies with compliance policies, maintaining AML compliance manuals, policies, and procedures, as well as company AML and compliance policies, and providing support for internal AML compliance audits
Brant is a quality-driven professional with years of progressive experience determining adequacy and effectiveness of the policies and procedures in business across broad-ranging markets. He is technically proficient and a corporate professional with a history of positioning compliance function as an integral strategic business partner and providing sound advice to leaders across the organization. Brant is currently pursuing both a CAMS certificate and ACAMS Virtual Currency Certification.
Monex Inc. (formerly Tempus), Senior AML Analyst, Washington, D.C., 2020 – Present
Citi, AML Analyst, Global Investigations Unit, 2017 – 2020
Bachelor of Arts (BA), Communications, University of Connecticut, Storrs, CT