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John Ashley is a Bates Senior Consultant who has over seven years of experience in financial regulatory compliance with startups WorldRemit Corp. and Etana Custody. He specializes in establishing and maintaining robust and productive working relationships with U.S. financial regulators both during license application, and license maintenance. John has experience in compliance program, policy, and procedure development; product compliance; regulatory analysis; and consumer protection programs. In addition, John has experience in the cryptocurrency space, including development of KYC and transaction monitoring programs and procedures specific to cryptocurrency risk. He also specializes in U.S. data privacy compliance and holds a CIPP/US certification from the International Association of Privacy Professionals.
Bates Group LLC, Consultant, Denver, CO, 2021 – Present
CorCom, LLC, Consultant, Denver, CO, 2021 – 2021
Etana Custody Ltd., Compliance Manager, Denver, CO, 2020 – 2021
WorldRemit Corp., Denver, CO, 2015 – 2020; Compliance Manager, 2019 – 2020; Senior Compliance Analyst, 2016 – 2019; Transaction Monitoring Specialist, 2015 – 2016
Bankers Life & Casualty Company, Insurance Agency, South Bend, IN and Denver, CO, 2012 - 2015
Bachelor of Arts (BA), Philosophy and German, cum laude, University of Notre Dame, Notre Dame, IN
Certified Information Privacy Professional, US (CIPP/US)
Certified Risk and Compliance Management Professional (CRCMP)
Certified Cryptocurrency Risk Specialist, Tier 1 (CCRS- Tier 1)