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John Ashley, CIPP/US, CCRS, CRCMP

John Ashley, CIPP/US, CCRS, CRCMP

Senior Consultant

John has over six years of experience in financial regulatory compliance with startups WorldRemit Corp. and Etana Custody. He specializes in establishing and maintaining robust and productive working relationships with U.S. financial regulators both during license application, and license maintenance. John has experience in compliance program, policy, and procedure development; product compliance; regulatory analysis; and consumer protection programs. In addition, John has experience in the cryptocurrency space, including development of KYC and transaction monitoring programs and procedures specific to cryptocurrency risk. He also specializes in U.S. data privacy compliance and holds a CIPP/US certification from the International Association of Privacy Professionals.

John is a consultant and subject matter expert in these Practice Areas and Services:

Credentials

EXPERIENCE

Bates Group LLC, Consultant, Denver, CO, 2021 – Present

CorCom, LLC, Consultant, Denver, CO, 2021 – 2021

Etana Custody Ltd., Compliance Manager, Denver, CO, 2020 – 2021

WorldRemit Corp., Denver, CO, 2015 – 2020; Compliance Manager, 2019 – 2020; Senior Compliance Analyst, 2016 – 2019; Transaction Monitoring Specialist, 2015 – 2016

Bankers Life & Casualty Company, Insurance Agency, South Bend, IN and Denver, CO, 2012 - 2015

EDUCATION

Bachelor of Arts (BA), Philosophy and German, cum laude, University of Notre Dame, Notre Dame, IN

PROFESSIONAL QUALIFICATIONS

Certified Information Privacy Professional, US (CIPP/US)

Certified Risk and Compliance Management Professional (CRCMP)

Certified Cryptocurrency Risk Specialist, Tier 1 (CCRS- Tier 1)

Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.