News - Industry News

New Book On Becoming a Financial Industry Expert From Bates Group’s Michael Weiner Now Available

Bates News, Industry News  |  12-04-18

New Book On Becoming a Financial Industry Expert From Bates Group’s Michael Weiner Now Available

Renowned Bates Expert Michael D. Weiner discusses his newly published book, In My Expert Opinion: Becoming an Effective Expert in the Financial Services Industry. Working as an expert witness, he saw "the good, the bad and the ugly" in his counterparts, and from that experience grew a desire to aid both aspiring experts and their counsel. In My Expert Opinion was written to train experts in the positive aspects of expert witness work, to point out the pitfalls, and to provide a roadmap to a successful career.

Detail
Susan Harper to Speak at PLI’s 2018 Securities Arbitration Program on Use of Experts

Bates News, Industry News  |  09-24-18

Susan Harper to Speak at PLI’s 2018 Securities Arbitration Program on Use of Experts

Bates Group Managing Director NY/NJ Susan L. Harper will be speaking on the Practicing Law Institute’s Securities Arbitration 2018 panel, “A Practicum on the Use of Experts,” in New York City, September 26, 2018.

Detail
FinCEN, NFA and Congress: Customer Due Diligence and AML, BSA Developments

Bates Research, Industry News  |  06-20-18

FinCEN, NFA and Congress: Customer Due Diligence and AML, BSA Developments

Since the Customer Due Diligence Rule (CDD) became effective on May 11, NFA proposed incorporating CDD provisions into their anti-money laundering compliance rules; two House legislators co-sponsored a bill that would increase the reporting thresholds for covered financial institutions and provide a temporary safe harbor for CDD violations; and FinCEN issued a detailed advisory reminding U.S. financial institutions of their obligations concerning senior foreign political figures and suspicious activity reporting.

Detail
This Week: Bates Leaders and Experts to Speak at ACFE Global Fraud Conference

Bates News, Industry News  |  06-17-18

This Week: Bates Leaders and Experts to Speak at ACFE Global Fraud Conference

Connect with Bates group at the 29th Annual ACFE Global Fraud Conference. Bates Director Alex Russell, CFE, CFA, will be presenting the Data Analytics and Anti-Fraud panel “Errors, Biases and Algorithms: How to Interpret Automated Results,” while Financial Crimes Director Geoff WInkler, CFE, will moderate the Emerging Issues Panel "How to Detect and Prevent Fraud in Loyalty Programs." Fraud Expert Jacqueline Bloink, CFE, RHIA, will also be speaking on the Best Practices panel “Forensic Medical Coding and Billing for the CFE.”

June 17-22, 2018 at the Mandalay Bay Resort and Casino in Las Vegas, NV.

Detail
Special Report – Fraud in the Workplace: New Data Reveals Top Controls to Detect and Prevent Fraud

Bates Research, Industry News  |  06-14-18

Special Report – Fraud in the Workplace: New Data Reveals Top Controls to Detect and Prevent Fraud

Last month, the Association of Certified Fraud Examiners (ACFE) issued its 2018 Report to the Nations on Occupational Fraud and Abuse ("Global Fraud Study"). In the Global Fraud Study, the ACFE analyzed 2,690 cases reported by Certified Fraud Examiners from January 2016 through October 2017, covering 125 countries and over $7.1 billion in losses. The findings of the Global Fraud Study are concerning given the limited focus that most businesses place on fraud prevention. Bates Financial Crimes Director Geoff Winkler looks into the Report's details.

Detail
This Week at Bates

Bates News, Industry News  |  05-25-18

This Week at Bates

Bates Group Leaders and Experts will be participating in two events coming up Thursday, May 31, 2018. Joseph Thomas, Bates Director and Elder Expert, will be speaking at SIFMA’s Investor Protection Workshop in Minneapolis, MN, while Bates Managing Director Susan Harper will moderate a New York State Bar Association panel discussion on "#MeToo: How to Navigate Sexual Harassment in the Workplace."  Appearing on the panel is Michael Putetti, Bates Group Labor & Employment Consultant and Expert.

Detail
Join us at the NYC Bar Association’s White Collar Crime Kickoff Reception

Bates News, Industry News  |  05-08-18

Join us at the NYC Bar Association’s White Collar Crime Kickoff Reception

Join Bates as we co-sponsor the NYC Bar Association’s White Collar Crime kickoff reception, Tuesday, May 8, 2018 at 6:30 PM. Meet Bates CEO Jennifer Stout and Directors Sejal Patel and Beth Finkle to learn about our Financial Crimes Practice.

Detail
2018 SEC Exam Priorities and Pronouncements: Compliance Insights for Success Webinar

Bates News, Industry News  |  04-26-18

2018 SEC Exam Priorities and Pronouncements: Compliance Insights for Success Webinar

Join Robert Lavigne, Managing Director, Bates Compliance Solutions as he walks us through a 20-minute webinar focusing on the 2018 SEC-OCIE Exam Priorities and what compliance professionals should be focusing on now.

Detail
Fraud Week 2017: Why Do People Commit Fraud?

Bates News, Industry News  |  11-16-17

Fraud Week 2017: Why Do People Commit Fraud?

Why do people commit fraud? This short video explores how pressure, opportunity and rationalization — called the Fraud Triangle — can come together to influence an individual to commit fraud.

Bates Group is a proud supporter of International Fraud Awareness Week, November 12-18, 2017.

Detail
Bates Expert Dr. Shane Shook to Speak on Cadwalader Cybersecurity CLE Webinar on November 30, 2017

Bates News, Industry News  |  11-15-17

Bates Expert Dr. Shane Shook to Speak on Cadwalader Cybersecurity CLE Webinar on November 30, 2017

Bates Consulting and Testifying Expert Dr. Shane Shook will be a featured speaker at an upcoming webinar titled Cybersecurity Threats to Banks and Financial Institutions: What to Know and What to Do, on November 30, 2017 from 12-1 p.m. EST. This complimentary CLE webinar is presented by Cadwalader, Wickersham & Taft LLP.

Detail

Page 1 of 5 pages.

Alert

Get Bates Group News and Alerts in your Inbox

Sign Up Now

Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

Contact Bates Group
Automat:ee