Events | 05-01-25
Bates Group at the 2025 FINRA Annual Conference
Join Bates Group’s team of senior regulatory and compliance leaders at the 2025 FINRA Annual Conference in Washington, D.C., FINRA’s flagship event bringing together member firms, regulators, and compliance professionals from across the country.
This year’s agenda features over 30 sessions on a number of the most pressing topics in compliance and financial regulation, including:
- Communications Supervision
- Cybersecurity Threats
- Remote Supervision and Vendor Risk
- Capital Formation
- Complex Offerings and Senior Investor Protections
Our team will be on site engaging in critical discussions and sharing insights on how firms can prepare for and adapt to emerging regulatory challenges.
Conference Details and Registration
Want to connect with us at FINRA 2025?
Contact Bates Group to schedule a meeting or learn more about how Bates Group supports broker-dealers, investment advisers, and other financial firms through proactive compliance, regulatory guidance, and litigation support.