Contact Bates Today

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

Get My Solution Started

Bates Group Logo

We’re looking for talent! Interested in a career at Bates Group? Visit our Careers page.

Events  |  12-17-19

Bates Compliance at the FINRA 2019 Regulation Best Interest Conference

{image_1}

{image_2}

Bates Compliance will be at FINRA’s Regulation Best Interest Conference, December 18, 2019 in Washington, D.C. This one-day event is designed to bring regulators, executives and industry practitioners together to learn more about Regulation Best Interest (Reg BI). Meet Bates Compliance Managing Director Bob Lavigne and Director Jill Ehret to learn more about Reg BI solutions from Bates Compliance.