Events - 12-17-19
Bates Compliance at the FINRA 2019 Regulation Best Interest Conference
Bates Compliance will be at FINRA’s Regulation Best Interest Conference, December 18, 2019 in Washington, D.C. This one-day event is designed to bring regulators, executives and industry practitioners together to learn more about Regulation Best Interest (Reg BI). Meet Bates Compliance Managing Director Bob Lavigne and Director Jill Ehret to learn more about Reg BI solutions from Bates Compliance.