Bates News, Compliance and Regulatory Alerts  |  03-09-20

Bates Compliance Practice Leader Robert Lavigne Discusses Reg BI in ThinkAdvisor Article

Bates Compliance Practice Leader Robert “Bob” Lavigne is quoted in a new article entitled “Reg BI Compliance Race is On,” published by ThinkAdvisor on February 24, 2020. Bob offers insight on the challenges to achieve regulatory compliance with the new SEC rule by the June 30, 2020 deadline.

Read the full article at ThinkAdvisor


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