Bates News  |  10-28-20

Bates Compliance-SIFMA Webinar Highlighted by WealthManagement

A recent article from highlights comments made at the Bates Compliance-SIFMA webinar on virtual branch office visits on October 5, 2020. The article mentions Bates Compliance Director Jill Ehret and her recommendations that firms complete as much “prep work” as possible to prepare for reviews remote inspections. This webinar is available for on-demand viewing from SIFMA.

Read the article on


Get Bates Group News and Alerts in your Inbox

Sign Up Now

Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

Contact Bates Group