Bates Group at the 2025 NSCP National Conference

Bates Group is proud to sponsor and participate in the 2025 NSCP National Conference, taking place October 26–29, 2025, at the Hyatt Regency Grand Cypress in Orlando, Florida. This premier event brings together compliance professionals, chief compliance officers, regulators, and legal experts from across the financial services industry to discuss the most pressing compliance, regulatory, and enforcement challenges.

Our team of compliance leaders will be in attendance throughout the conference, with two featured panelists:

• Kurt Wachholz, IACCP, Managing Director – Demystifying CRD and IARD: Navigating the Essentials (Monday, Oct. 27, 2:45–4:00 PM)

• Rhonda Davis, JD, CAMS, CFE, Senior Managing Director – Detecting and Reporting Suspicious Activity (Tuesday, Oct. 28, 11:30 AM–12:30 PM)

Conference Details and Registration

Join us at NSCP 2025 to connect with Bates Group experts, gain valuable compliance insights, and network with leaders shaping the future of financial services compliance. 

Bates Group supports broker-dealers, investment advisers, and other financial firms through comprehensive compliance consulting, independent reviews, and ongoing program support.

Interested in connecting with us at NSCP 2025? Contact Bates today to arrange a meeting before or during the conference.