Bates News  |  03-02-21

Bates in the News

Bates in the News

UPDATE: Financial Advisor IQ reports on the February 25, 2021 SIFMA C&L Webinar on SEC Reg BI and Exams, featuring a quote from Bates Compliance Managing Director and panelist Linda Shirkey. Read the full article at FA-IQ.

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2/26/2021: InvestmentNews Coverage of a February 25, 2021 SIFMA C&L Webinar on Reg BI and SEC Examinations features quotes by Bates Compliance Managing Director and panelist Linda Shirkey. Read the full article at InvestmentNews.

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