Bates News | 06-24-21
Bates in the News: Managing Director Linda Shirkey Quoted in Two Articles
Bates Compliance Managing Director Linda Shirkey is quoted in a June 15, 2021 article on ThinkAdvisor, "Excited About SEC's New Ad Rule? Not So Fast."
Linda is also quoted in a Risk.net article on family office regulation in light of the Archegos collapse.
- Bates Compliance helps firms address the requirements of the new rule - Advertising and New Marketing Rule Implementation
- Alert 4/5/21 - Update on New SEC Marketing Rule: It’s All or Nothing
- Article 1/8/21 - SEC Rewrites Rules on Investment Adviser Marketing