Bates Sponsors IBDC-RIAC Risk Management Conference May 7-10, 2023 - Ira D. Hammerman Speaking

Join Bates at the IBDC-RIAC Risk Management Conference May 7-10, 2023, at the beautiful St. Regis Hotel in Park City, Utah. Our colleague Ira D. Hammerman (pictured above R) will be featured on the panel “A look at the SEC’s and FINRA’s 2023 priorities and guidance for IBDs and RIAs on how to navigate regulatory scrutiny.” Bates is a proud sponsor of the conference.

Bates Group CEO Jennifer Stout (pictured above L) will also be in attendance and would welcome the opportunity to spend time with you. Jennifer has attended the IBDC-RIAC conference for many years and feels it is one of the best conferences for high-quality content specific to firms in the independent space.

Conference Details and Registration

IBDC-RIAC ANNUAL RISK MANAGEMENT CONFERENCE

May 7-10, 2023 - Park City, Utah

Independent Broker Dealer Consortium conferences are the “go-to” event for serious risk-management professionals. It’s where COOs, CEOs and Risk Management Officers interact with leading securities litigators and compliance, cyber security and insurance specialists. Set at one of the premier resorts in the country, attendees are treated to compelling presentations – plus, the absolute smartest methods to address complex issues affecting the industry. Not to mention, IBDC conferences offer luxurious opportunities to relax, network and socialize on the golf course, in the spa or during a variety of unique, privately-scheduled activities.

Your conference registration includes:

• All food and beverage Monday, May 8- Tuesday, May 9.
• May 9 afternoon activity:  spa treatment, round of golf or a Mines and Wines tour of Park City.
• Return transportation from the resort to Salt Lake City airport the morning of Wednesday, May 10.