Bates News, Events  |  10-01-19

Hank Sanchez Speaking at SIFMA C&L New York Regional and 2019 NSCP National Conference


Bates Managing Director and Expert Consultant Hank Sanchez, Esq. will be appearing on the morning general session panel “Hot Topics in Compliance” at the SIFMA C&L New York Regional Seminar, October 22, 2019, at the New York Marriott Marquis. Hank will be joined on the panel by Christina Dugger (J.P. Morgan Chase & Co.), Ben A. Indek (Morgan, Lewis & Bockius), Douglas Siegel (Oppenheimer), William St. Louis (FINRA), and moderator Tracy Calder (LPL Financial LLC).

SIFMA Seminar Details and Registration


Hank will also be a featured speaker at the 2019 NSCP National Conference, October 21-23 in Baltimore, MD. He will be speaking on the Wednesday morning Broker-Dealer panel "Advanced Considerations for Performing Due Diligence," alongside Kenneth Cherrier (Comerica). Stop by booth #33 to meet Bates Compliance leaders and to discuss compliance solutions for your firm.

NSCP Conference Details and Registration



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