Bates News,Events,Industry News - 10-01-19

Hank Sanchez Speaking at SIFMA C&L New York Regional and 2019 NSCP National Conference

Bates Managing Director and Expert Consultant Hank Sanchez, Esq. will be appearing on the morning general session panel “Hot Topics in Compliance” at the SIFMA C&L New York Regional Seminar, October 22, 2019, at the New York Marriott Marquis. Hank will be joined on the panel by Christina Dugger (J.P. Morgan Chase & Co.), Ben A. Indek (Morgan, Lewis & Bockius), Douglas Siegel (Oppenheimer), William St. Louis (FINRA), and moderator Tracy Calder (LPL Financial LLC).

SIFMA Seminar Details and Registration

 

Hank will also be a featured speaker at the 2019 NSCP National Conference, October 21-23 in Baltimore, MD. He will be speaking on the Wednesday morning Broker-Dealer panel "Advanced Considerations for Performing Due Diligence," alongside Kenneth Cherrier (Comerica). Stop by booth #33 to meet Bates Compliance leaders and to discuss compliance solutions for your firm.

NSCP Conference Details and Registration

Alert

Get Bates Group News and Alerts in your Inbox

Sign Up Now

Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

Contact Bates Group
Automat:ee