Hank Sanchez Speaking at SIFMA C&L New York Regional and 2019 NSCP National Conference

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Bates Managing Director and Expert Consultant Hank Sanchez, Esq. will be appearing on the morning general session panel “Hot Topics in Compliance” at the SIFMA C&L New York Regional Seminar, October 22, 2019, at the New York Marriott Marquis. Hank will be joined on the panel by Christina Dugger (J.P. Morgan Chase & Co.), Ben A. Indek (Morgan, Lewis & Bockius), Douglas Siegel (Oppenheimer), William St. Louis (FINRA), and moderator Tracy Calder (LPL Financial LLC).

SIFMA Seminar Details and Registration

Hank will also be a featured speaker at the 2019 NSCP National Conference, October 21-23 in Baltimore, MD. He will be speaking on the Wednesday morning Broker-Dealer panel "Advanced Considerations for Performing Due Diligence," alongside Kenneth Cherrier (Comerica). Stop by booth #33 to meet Bates Compliance leaders and to discuss compliance solutions for your firm.

NSCP Conference Details and Registration

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