Events - 02-06-20
Hank Sanchez to Speak at the Nashville Compliance Roundtable - Feb 13, 2020
Bates Managing Director and Expert Consultant Hank Sanchez will be speaking at the Nashville Compliance Roundtable on February 13, 2020, in Nashville Tennesee. The roundtable will cover the following topics: Reg BI, Form CRS, SEC and FINRA 2020 exam priorities, Cyber, Seniors, and the SECURE Act. Sponsored by TrustCore.