Bates News, Events  |  08-14-19

Jill Ehret to Speak on Reg BI Panel August 14, 2019 in Los Angeles

Jill Ehret to Speak on Reg BI Panel August 14, 2019 in Los Angeles
Bates Compliance Director Jill Ehret

Bates Group’s Compliance Director Jill Ehret will be speaking at the 2nd Annual FI Summit on Wednesday, August 14th at the LA Galaxy Stadium. Bates is a proud co-sponsor of this year's event.

Along with her fellow panelists, Jill will be discussing the groundbreaking Regulation Best Interest Rule and its anticipated impact upon broker-dealers, registered representatives, registered investment advisers, and investment adviser representatives. CE and CLE credits will be available for the 3-panel program. A cocktail reception will immediately follow the summit.

Attendance is Free - Click Here to Register

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