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Events  |  11-03-23

Join Bates at the SIFMA C&L Forum in St. Petersburg, FL - Friday, November 3, 2023

Join Bates leaders Jennifer Stout, Board Vice-Chair and Senior Executive Advisor, and Hank Sanchez, Managing Director, Bates Compliance, at the SIFMA C&L Forum on Friday, November 3, 2023, in St. Petersburg, FL. Co-Hosted by the Florida Securities Dealers Association (FSDA).

They will be on hand to share best practices and guidance in the increasingly complex and changing regulatory and compliance arenas, and how Bates can assist your firm with Securities Litigation and Arbitration, Expert Witness Testimony and Consulting, Damages, Regulatory Investigations, Compliance and AML, and more.

Said Ms. Stout, "I am eager to meet with our clients, industry peers, and regulators at the Forum, and, as a past president of the Florida Securities Dealers Association, I'd like to congratulate the FSDA on their 90-year legacy as the oldest and largest state securities association in the country."

Forum Details and Registration