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Events  |  05-14-24

Meet Bates Group Leaders at the 2024 FINRA Annual Conference

Join Bates Group leaders Jennifer StoutIra HammermanDavid Birnbaum, Jennifer Cunningham, and Hank Sanchez (pictured, L-R) at the 2024 FINRA Annual Conference, May 14-16 in Washington, D.C., and get solutions for your ongoing compliance, regulatory and litigation matters. 

FINRA's premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics. This year's conference offers a broad range of topics including regulatory compliance, risk management, crypto asset developments, trends and threats in financial crimes and the evolution of branch office inspections, among others.

Look for our attendees at the conference or contact us and schedule time with a Bates representative to learn more about our Compliance, Regulatory, and Litigation/Arbitration services.

Conference Details and Registration

About Bates

Bates Group is a financial services consulting firm that provides expert advice and guidance to our partners in compliance, litigation, and regulatory matters. Our subject matter experts are highly regarded in their respective fields. For over 40 years, Bates’ exposure to industry challenges, litigation matters, and enforcement actions has given us unique insight into matters that allow us to benefit all our partners.

Contact us today to learn more.