Events | 11-15-23
Join Bates for the Greensfelder Annual Securities Symposium in St. Louis - November 15, 2023
Join Bates at the 2023 Securities Industry Symposium, on Wednesday, November 15, 2023. Sponsored by Greensfelder, Hemker & Gale, P.C. and the Bar Association of Metropolitan St. Louis.
The Symposium is an afternoon of highly informative discussions and networking opportunities with securities industry professionals and will include interviews with James Nix, Acting Director of the Illinois Securities Department, and Michael Solomon, Senior VP of Examinations at FINRA, as well as the panel "Examining Artificial Intelligence," featuring Bates cybersecurity expert Patrick Cox (pictured).
Bates consulting and testifying expert and former Missouri Securities Commissioner David Minnick will also be in attendance along with Expert and Director Joe Thomas and Expert Clay Grumke (pictured below, L-R). They will be on hand to share ideas on the increasingly complex and changing regulatory and compliance arenas, and how Bates can assist your firm with Securities Litigation and Arbitration, Expert Witness Testimony and Consulting, Damages, Regulatory Investigations, Compliance, and more.
Accreditation for the symposium is pending.