Contact Bates Today

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

Get My Solution Started

Bates Group Logo

We’re looking for talent! Interested in a career at Bates Group? Visit our Careers page.

Events  |  06-04-24

Webinar: Managing the State Exam Process

Bates Group is excited to announce the upcoming Managing the State Exam Process webinar. This webinar is designed to provide you with valuable insights and strategies for navigating state exams effectively.

Date: Tuesday, June 25, 2024

  • Structured approach to Examinations: Learn why your firm should have an examination plan - even (especially) if you have never been examined before. 
  • Managing the Examination: Scheduling and managing the on-site portion of the exam
  • Examination-Driven Improvement: Responding to the report of the examination, including managing exam action items.


Who Should Attend? Chief Compliance Officers, Compliance Managers, BSA Officers, Regulatory Compliance Professionals, and anyone who works with regulators.

Don't miss out on this insightful webinar! Reserve your seat today.

Register Today for this Free Webinar