Bates News, Bates Research  |  09-09-21

Now Available: ESG for CCOs by Bates Compliance Managing Director Hank Sanchez in NSCP Currents

Now Available: ESG for CCOs by Bates Compliance Managing Director Hank Sanchez in NSCP Currents
Image © [thodonal] /Adobe Stock

Bates Compliance Managing Director Hank Sanchez's new article, "ESG – What it is and How CCOs Can Get Ahead of the Issues at Their Firms" (first appearing in the August 2021 issue of NSCP's Currents publication), provides timely and important insight for CCOs and firms tasked with addressing ESG.  In it, Hank reviews definitions of ESG, discusses the importance of ESG disclosures to clients, and offers guidance on developing ESG compliance policies and procedures.

Read the Full Article Here

Reprinted with permission

For more information about ESG compliance and what the regulators are looking at now, see our previous post on the April 2021 SEC Division of Examinations Risk Alert on ESG

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