Events  |  02-26-20

Reg BI Webinar March 4, 2020 from Bates Compliance and NICE Actimize

Robert “Bob” Lavigne, Bates Compliance Practice Leader, will be participating in a joint webinar co-hosted with NICE Actimize entitled “Reg BI Countdown: Strategies to Ensure Compliance,” Wednesday, March 4, 2020 at 11:00 AM EST. The panel of regulatory compliance and technology experts will discuss new tools, technology, and process changes to help your firm comply with SEC Regulation Best Interest. 1 Hour

Now Available on Demand


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