Events - 02-26-20

Reg BI Webinar March 4, 2020 from Bates Compliance and NICE Actimize

Reg BI Webinar March 4, 2020 from Bates Compliance and NICE Actimize

Robert “Bob” Lavigne, Bates Compliance Practice Leader, will be participating in a joint webinar co-hosted with NICE Actimize entitled “Reg BI Countdown: Strategies to Ensure Compliance,” Wednesday, March 4, 2020 at 11:00 AM EST. The panel of regulatory compliance and technology experts will discuss new tools, technology, and process changes to help your firm comply with SEC Regulation Best Interest. 1 Hour

Now Available on Demand

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