Bates Research, Compliance and Regulatory Alerts  |  06-29-21

SEC Appoints New Jersey Attorney General Gurbir S. Grewal as Director of Enforcement

The Securities and Exchange Commission today announced that Gurbir S. Grewal (pictured) has been appointed Director of the Division of Enforcement, effective July 26, 2021.

Click the button below to read the full announcement from the SEC about this important new appointment.

Read the Full Announcment

About Bates

Bates Group LLC is a leading financial services consulting firm, providing end-to-end solutions on legal, regulatory, and compliance matters for financial services firms and their counsel. Our professional staff and 165+ financial industry experts offer services in litigation consultation and testimony, regulatory and internal investigation matters, compliance solutions, AML and financial crimes, forensic accounting, and damages consulting.

Alert

Get Bates Group News and Alerts in your Inbox

Sign Up Now

Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

Contact Bates Group