Bates Research,Industry News - 12-21-18
SEC Office of Compliance Inspections and Examinations Announces 2019 Examination Priorities
SEC Office of Compliance Inspections and Examinations (OCIE) has announced their exam priorities for the upcoming year. You can read the press release here.
Stay tuned to Bates Research in the upcoming weeks for our expert commentary on the SEC's 2019 objectives and how they may impact your legal and compliance matters.