Events | 08-26-25
Bates Group at the 2025 SIFMA C&L Southeast Regional Seminar
Bates Group is proud to attend the 2025 SIFMA C&L Southeast Regional Seminar in Charlotte, North Carolina. This premier event brings together top legal and compliance professionals in financial services for a full day of thought leadership, networking, and insights into the most pressing regulatory, enforcement, and litigation topics shaping the industry.
Join Hank Sanchez, Managing Director, and Joe Thomas, Director & Expert, to share perspectives on today’s complex compliance challenges, including securities enforcement, AI risks, crypto regulation, litigation and arbitration, and more. Connect with Bates Group to set up a meeting during or after the seminar.
This in-person seminar offers CLE credit and is a must-attend for compliance officers, legal professionals, and financial services leaders.