Events - 07-15-20

Virtual Event: NSCP 2020 Midwest Regulatory Interchange

Virtual Event: NSCP 2020 Midwest Regulatory Interchange

The NSCP 2020 Midwest Regulatory Interchange with the SEC, DOL and FINRA is taking place on July 24, 2020. This event will provide an informal virtual setting for Investment Adviser, Private Fund and Broker-Dealer industry professionals to hear from the regulators and ask questions. Bates Compliance Managing Director Linda Shirkey (pictured) will be speaking on the SEC Discussions panel at 9 a.m. Mountain Time, 11 a.m. Eastern.

For more information and to register, please visit the NSCP event page.
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