Events  |  05-13-21

Visit the Bates Compliance Virtual Exhibit Booth at the FINRA Annual Conference, May 18-20, 2021

Visit the Bates Compliance Virtual Exhibit Booth at the FINRA Annual Conference, May 18-20, 2021

Bates Compliance is proud to return as an exhibitor to the 2021 FINRA Annual Conference. Join us at this virtual event May 18th-20th, 2021 to discuss the issues that matter most for the financial services industry and to exchange ideas on timely compliance and regulatory topics. 

Stop by the Bates Compliance virtual exhibit booth to learn about all our compliance and regulatory services for BDs, IAs and hybrid firms. Download Bates articles, white papers and more useful industry analysis and resources. Live chat with Bates leaders David Birnbaum, Steven Engel and Susan Harper, and be sure to enter our booth raffle for a chance to win a great prize.

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