Events - 05-08-20

Webinar: Preserving and Growing your IBD/RIA Business in the Time of COVID-19

Please join moderator Lilian Morvay, Principal and Founder of Independent Broker Dealer Consortium, LLC (“IBDC”) and Bates Expert, along with panelists David Baugh, Partner - Kaufman Dolowich & Voluck; Brian Nally, Partner - Reminger; Brian Cavanaugh, Director Corporate Risk & Brokering Financial Institutions - Willis, Towers Watson, Robert “Bob” Reidy, Alternative Products Testifying Expert - Bates Group; and Judith Knudsen, VP and Deputy General Counsel - Avantax Wealth Management; as they discuss the effects that Covid-19 may have on claims against BDs/RIAs, insurance concerns and considerations and opportunities to expand your businesses. Hosted by Bates Group and IBDC.

  • Creating an effective Communication Plan
  • What IBDs/RIAs Can Do To Mitigate Risk
  • Potential Effects on Financial Services Claims
  • Professional Liability and Cybersecurity Insurance Considerations

When: May 12, 2020 3:00 pm Eastern/12:00 pm Pacific

Registration is required to view this Zoom webinar.

Click Here to Register


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