12-19-14

ERISA Part One - 3(21) v 3(38) Investment Assistance

What is the difference between a 3(21) and a 3(38) investment fiduciary?  This question is being asked with increasing frequency, and the answer provides a host of planning opportunities for both the plan sponsor of a retirement plan and the producer providing investment services to the plan.  Despite the popularity of the question, many remain confused about the differences between these important numbers.

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Bates Group’s consulting and testifying experts have diverse backgrounds resulting in a wide variety of expertise. With all that diversity, they have one thing in common – they are all outstanding practitioners in their fields.

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