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Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

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Custom Corporate Training

Custom Corporate Training

Bates Group works with Innova Learning to provide our clients with regulatory, compliance and other related training. Innova Learning is an established corporate education provider specializing in high level online courses created to engage employees in their learning requirements. Innova provides necessary training on topics ranging from regulatory/compliance to safety to diversity/harassment to company imaging to virtually any topic that a firm needs for their employees, using state-of-the art creative processes to produce learning that is anything but boring and dull.

Coming Soon! The New SEC Investment Adviser Marketing Rule Training

Join Bates and Innova as we present the SEC’s New Marketing Rule in fun and interactive animated format.  In our IARD and NASAA-approved course, we walk you through the new Marketing rule, pose questions to help you determine whether your advertising and marketing fall under the new rule or not, and provide examples of communications under the new rule. We also share the 7 general advertising prohibitions you must be aware of, and more!

Attendees will take a competency quiz to check out how much knowledge you’ve gained and to obtain IARD continuing education credit.

To learn more about these offerings for your training program or to schedule a corporate training, contact Bates today and a representative will reach out to you.

contact@batesgroup.com or 503-670-7772

Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

Contact Bates Group

The Experts Of Bates Group Are Here To Help

Bates Group’s consulting and testifying experts have diverse backgrounds resulting in a wide variety of expertise. With all that diversity, they have one thing in common – they are all outstanding practitioners in their fields.

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Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.