CMS and Consumer Compliance Support

Who We Help

We help banks, fintechs, lenders, and other financial services companies managing consumer-facing regulatory requirements.  

What We Do

We provide advisory support to assess compliance management system (CMS) design and strengthen policies, procedures, governance, monitoring, and testing practices.  

When Do Clients Call Bates Group

Clients call Bates Group when they need to enhance consumer compliance frameworks or better integrate regulatory expectations into daily operations. 

How Clients Use Bates Group

Clients use Bates Group to evaluate CMS effectiveness and embed consumer compliance considerations across enterprise compliance programs. 

Our Approach

Our approach aligns consumer regulatory requirements with practical governance and operational controls that support sustainable compliance. 

Bates Group provides practical compliance advisory support tailored to the institution’s risk profile, business model, and stage of growth. Our team works with banks, fintechs, money services businesses, non-bank financial institutions, and digital asset companies on both strategic and execution-focused engagements.