Guidance on Acquiring/Merging of Existing RIAs

Bates Compliance Group can assist firms in performing due diligence on existing firms, reviewing their compliance structure, books and records, as well as the regulatory history of the firm and its members, so you will feel confident when making the final decision to either acquire or merge firms. Whether it is one acquisition or many, Bates Compliance Group provides you with end-to-end assistance and solutions.

Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

Contact Bates Group

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