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Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

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IA Continuing Education

IA Continuing Education

Coming Soon! The New SEC Investment Adviser Marketing Rule Training

Join Bates and Innova Learning as we present the SEC’s New Marketing Rule in fun and interactive animated format. In our Prometric and NASAA-approved course, we walk you through the new Marketing Rule, pose questions to help you determine whether your advertising and marketing fall under the new rule or not, and provide examples of communications under the new rule. We also share the 7 general advertising prohibitions you must be aware of, and more! 
 
Attendees will take a competency quiz to check out how much knowledge you’ve gained and to obtain required (by some states) continuing education credit.    

IA Continuing Education

About:

Bates Group works with Innova Learning to provide our clients with regulatory, compliance and other related training. Innova Learning is an established corporate education provider specializing in high level online courses created to engage employees in their learning requirements. Innova provides necessary training on topics ranging from regulatory/compliance to safety to diversity/harassment to company imaging to virtually any topic that a firm needs for their employees, using state-of-the art creative processes to produce learning that is anything but boring and dull.

 

To learn more about our offerings for your training program or to schedule a consultation, contact Bates today and a representative will reach out to you.
contact@batesgroup.com or 503-670-777

Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.