Outsourced and Interim Compliance Officer Support

Who We Help

We help banks, fintechs, money services businesses, and other financial institutions that need experienced compliance leadership during periods of change or operational transition. 

What We Do

We provide outsourced and interim compliance officer support to maintain program oversight, strengthen governance, and guide day-to-day compliance operations. 

When Do Clients Call Bates Group

Clients call Bates Group during startup phases, leadership transitions, rapid growth, remediation efforts, or unexpected staffing disruptions.  

How Clients Use Bates Group

Clients use Bates Group to provide experienced interim leadership, maintain compliance continuity, and support evolving program management needs. 

Our Approach

Our approach delivers flexible, experienced leadership that stabilizes compliance programs while supporting long-term organizational goals. 

Bates Group provides practical compliance advisory support tailored to the institution’s risk profile, business model, and stage of growth. Our team works with banks, fintechs, money services businesses, non-bank financial institutions, and digital asset companies on both strategic and execution-focused engagements.