Transaction Monitoring and Sanctions Screening Optimization

Who We Help

We help banks, fintechs, money services businesses, and other financial institutions improve the effectiveness of their transaction monitoring and sanctions screening programs.

What We Do

We enhance AML and OFAC monitoring frameworks through rule tuning, threshold reviews, workflow design, vendor evaluation, and operating model improvements.  

When Do Clients Call Bates Group

Clients call Bates Group when implementing new monitoring systems, recalibrating legacy programs, responding to regulatory feedback, or improving alert quality and usability. 

How Clients Use Bates Group

Clients use Bates Group to assess existing monitoring controls, refine detection logic, and improve the performance and usability of transaction monitoring and sanctions screening tools. 

Our Approach

Our approach focuses on aligning monitoring controls to real business risk while reducing unnecessary noise and improving operational efficiency. 

Bates Group provides practical compliance advisory support tailored to the institution’s risk profile, business model, and stage of growth. Our team works with banks, fintechs, money services businesses, non-bank financial institutions, and digital asset companies on both strategic and execution-focused engagements.