Andrew Auslander is an Expert at Bates Group who has more than 2 decades of experience in Finance and Risk Management in several roles with global financial institutions. He is an expert in the valuation of corporate bonds and loans with extensive experience in Latin American and Eastern European bonds. For 12 years he was responsible for managing customer credit risk, interest rate risk, and funding risk. He has negotiated and reviewed hundreds of Global Master Repurchase Agreements, Global Master Securities Lending Agreements, ISDA Master Agreements, and Credit Support Annexes. In addition, Andrew co-chaired the Credit Risk Committee at $11 billion private bank where he approved $1 billion of credit lines for emerging market clients. He was recently retained as an expert witness in an arbitration involving emerging market bonds in the London Court of International Arbitration.
Andrew has implemented market, credit, operational, and liquidity risk management frameworks. He is an expert in liquidity risk management demonstrated when implementing Basel framework (Liquidity Coverage Ratio (LCR), Net Stable Funding Ratio (NSFR) and U.S. liquidity stress test (SR 10-6). He has experience implementing risk identification, assessment, advisory, and reporting to business management at global financial institutions. He reviewed and approved billions of dollars of structured bonds as head of Asset Liability Committee.
He has held FINRA series 7, 24, and 63 licenses. Mr. Auslander holds an M.S. in Computer Science and attended the Masters-level Finance program at New York University’s Stern School of Business. He is a certified Financial Risk Manager (FRM) by GARP and a Chartered Financial Analyst (CFA) by the CFA Institute.
Agile Financial LLC, Subject Matter Expert for International Legal Case, New York, NY, 2019 – Present
MUFG Securities Americas Inc., Management Consultant for Risk Management, New York, NY, 2019 – Present
AIG, Director, Head of Risk Governance, New York, NY, 2017 – 2018
ITAÚ Private Bank, Head of Risk Management, Miami, FL, 2013 – 2016
ITAÚ USA Asset Management, Chief Risk Officer, New York, NY, 2012 – 2016
Credit Suisse, Director, Risk Manager, New York, NY, 2005 – 2012
Galtere International Fund, Portfolio Manager, New York, NY, 2004 – 2005
Prudential Securities, Senior Vice President, Bond and Repo Trader, New York, NY, 2001- 2003
BNP Paribas, Senior Vice President, Repo Trader, London and New York, NY, 1999 – 2001
ANZ Investment Bank, Vice President, Repo Trader, London, 1997 - 1998
Salomon Brothers, Vice President, Repo Trader, London and New York, NY, 1991 - 1997
Advanced Professional Certificate (APC), Finance (Finance MBA Core Curriculum), New York University, Stern School of Business, New York, NY
Master of Science (M.S.), Computer Science and Information Systems, Rensselaer Polytechnic Institute, Troy, NY
Bachelor of Science (B.S.), Marine Engineering Systems. U.S. Merchant Marine Academy, Kings Point, NY
Member of Board of Directors of CFA Society of New York
Co-Chair of Value Investing Group at CFA Society of New York
Co-Chair of Nominating Committee at Professional Risk Managers International Association
Member of Global Association of Risk Professionals
Member of CFA Institute
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