Andrew Auslander, CFA, FRM

Andrew Auslander, CFA, FRM

Andrew Auslander is an Expert at Bates Group who has more than 2 decades of experience in Finance and Risk Management in several roles with global financial institutions. He is an expert in the valuation of corporate bonds and loans with extensive experience in Latin American and Eastern European bonds. For 12 years he was responsible for managing customer credit risk, interest rate risk, and funding risk. He has negotiated and reviewed hundreds of Global Master Repurchase Agreements, Global Master Securities Lending Agreements, ISDA Master Agreements, and Credit Support Annexes. In addition, Andrew co-chaired the Credit Risk Committee at $11 billion private bank where he approved $1 billion of credit lines for emerging market clients. He was recently retained as an expert witness in an arbitration involving emerging market bonds in the London Court of International Arbitration.

Andrew has implemented market, credit, operational, and liquidity risk management frameworks. He is an expert in liquidity risk management demonstrated when implementing Basel framework (Liquidity Coverage Ratio (LCR), Net Stable Funding Ratio (NSFR) and U.S. liquidity stress test (SR 10-6). He has experience implementing risk identification, assessment, advisory, and reporting to business management at global financial institutions. He reviewed and approved billions of dollars of structured bonds as head of Asset Liability Committee.

He has held FINRA series 7, 24, and 63 licenses. Mr. Auslander holds an M.S. in Computer Science and attended the Masters-level Finance program at New York University’s Stern School of Business. He is a certified Financial Risk Manager (FRM) by GARP and a Chartered Financial Analyst (CFA) by the CFA Institute.


Credentials

EXPERIENCE

Agile Financial LLC, Subject Matter Expert for International Legal Case, New York, NY, 2019 – Present

MUFG Securities Americas Inc., Management Consultant for Risk Management, New York, NY, 2019 – Present

AIG, Director, Head of Risk Governance, New York, NY, 2017 – 2018

ITAÚ Private Bank, Head of Risk Management, Miami, FL, 2013 – 2016

ITAÚ USA Asset Management, Chief Risk Officer, New York, NY, 2012 – 2016

Credit Suisse, Director, Risk Manager, New York, NY, 2005 – 2012

Galtere International Fund, Portfolio Manager, New York, NY, 2004 – 2005

Prudential Securities, Senior Vice President, Bond and Repo Trader, New York, NY, 2001- 2003

BNP Paribas, Senior Vice President, Repo Trader, London and New York, NY, 1999 – 2001

ANZ Investment Bank, Vice President, Repo Trader, London, 1997 - 1998

Salomon Brothers, Vice President, Repo Trader, London and New York, NY, 1991 - 1997

EDUCATION

Advanced Professional Certificate (APC), Finance (Finance MBA Core Curriculum), New York University, Stern School of Business, New York, NY

Master of Science (M.S.), Computer Science and Information Systems, Rensselaer Polytechnic Institute, Troy, NY  

Bachelor of Science (B.S.), Marine Engineering Systems. U.S. Merchant Marine Academy, Kings Point, NY

AFFILIATIONS

Member of Board of Directors of CFA Society of New York

Co-Chair of Value Investing Group at CFA Society of New York

Co-Chair of Nominating Committee at Professional Risk Managers International Association

Member of Global Association of Risk Professionals

Member of CFA Institute