Contact Bates Today

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

Get My Solution Started

Bates Group Logo

This is a test alert message at the top of the Bates website - Action Link

Erin Baskett, CPA, CGMA

Erin Baskett, CPA, CGMA

Erin Baskett is a Bates Consulting and Testifying Expert and the founder and CEO of Sine Qua Non Global (SQN-Global.com). Erin holds multiple certifications and regulatory licenses, which enables SQN Global to be a valuable partner for any financial institution. She is a financial, compliance, and operational executive with significant experience in accounting, auditing, business consulting, capital markets, and financial services, with a solid knowledge of U.S. GAAP, tax, IFRS, FINRA and SEC rules in companies with both domestic and international presence.

Erin’s specialty is in providing solutions for driving revenue and delivering operational cost-efficiencies that strengthen the bottom line. Erin has experience in starting up financial services firms for SQN clients, as well as stepping in and serving in multiple executive titles to ensure an existing company continues to run compliantly.

Erin is a consultant and subject matter expert in these Practice Areas and Services:

Credentials

EXPERIENCE

Sine Qua Non Global LLC, Chief Executive Officer (CEO), President, CCO, and FinOP Contractor, Scottsdale, AZ, 2019 – Present
Autonomous Research, Founding and Managing Partner – Global Chief Compliance Officer (CCO), AMLCO, Chief Financial Officer (CFO), New York, NY, 2012 – 2019
Smith Moore & Co., EVP / Chief Financial Officer, Director of Internal Audit (IA), St. Louis, MO, 2010 – 2012
WNN, P.C., Senior Audit Job Manager and Business Consultant, St. Louis, MO, 2004 – 2010
Moneta Group, Financial Assistant - Family CFO, St. Louis, MO, 2003 – 2004
A.G. Edwards, Broker-Dealer Operations, St. Louis, MO, 2001 – 2003

EDUCATION

Bachelor of Arts (BA), Business and International Finance, University of Missouri, Columbia, MO
•    Dean’s List, Who’s Who, and Cum Laude honors
Master of Business (MBA), Accounting, Lindenwood University, St. Louis, MO
•    National Dean’s List

PROFESSIONAL QUALIFICATIONS/LICENSING

•    Licensed: Series 24 (General Securities Principal), Series 27 FINOP (Financial and Operations Principal), Series 7 (General Securities Representative), Series 99 (Operations Principal), Series 65 (Registered Investment Advisor), Series 14 (Chief Compliance Officer), Series 57 (Trading Principal) and Series 4 (Registered Futures and Options Principal)
•    CPA – Certified Public Accountant / CGMA – Chartered Global Management Accountant
•    Certified Human Resources Specialist (CHRS)

PROFESSIONAL MEMBERSHIPS

•    Member of AICPA Women in the Profession, CPA and Business Professional Group, Finance Club, and Missouri Society of Certified Public Accountants. Accounting Executive Research Committee member
•    FINRA District Committee Member
•    YZF Advisory Board member – St. Louis Zoo

PROFESSIONAL RECOGNITION

Named to “Power 30 under 30,” Business Journal’s “30 Under 30,” and St. Louis Post-Dispatch “Up and Coming” List

Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.