Bates News - 04-05-17

Bates Expert Paul Carroll To Speak At Upcoming NYSBA Securities Conference

Bates Group is proud to sponsor the New York State Bar Association’s 2017 Securities Arbitration and Mediation Conference: The Courage to Simplify on April 6, 2017, in New York City. We are also pleased to announce that our affiliate expert, Paul Carroll, will be a featured speaker at the Conference on a panel discussing Supervisory and Clearing Firm Liability. Click here for Paul’s full bio.


About Bates:

Bates Group LLC has been a trusted partner to our financial services clients and their counsel for over 30 years, delivering superior quality and results on a cost-effective basis.  Voted a 2015 & 2016 Best Securities Litigation Consulting Firm by readers of the New York Law Journal, Bates Group provides end-to-end solutions on legal and compliance matters for financial services firms and their counsel. With a roster of over 100 financial industry and regulatory experts, Bates offers services in litigation consultation and testimony, regulatory and internal investigations, compliance and AML solutions, fraud and forensic investigations services, and damages and big data consulting. With three decades of working with leading law firms, financial services companies and regulatory bodies, Bates Group supports you every step of the way.


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