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Events  |  03-06-23

Bates Experts and Consultants to Speak at NASAA 2023 Enforcement Training

 Hear Bates Group's Managing Consultant Lindsey Dean and Alison Jimenez, Independent Expert (pictured above, L-R), speak at the NASAA 2023 Enforcement Training, March 7-9, 2023. Their panel is “Attorneys’ Guide to Identifying Red Flags in Financial Disclosures” on Wednesday, March 8 at 2:10 p.m. CT.

This in-person and online training is a two-and-a-half-day program designed to educate learners on current enforcement-focused hot topics and to help build skills to assist participants to advance along their career paths. This year's Enforcement Training agenda was developed by the NASAA Enforcement Section’s Training Project Group and features speakers from state and provincial securities regulatory agencies and from a variety of industry-related organizations. Attendees are encouraged to select either Track 1 (Investigator) or Track 2 (Attorney) to best fit with their goals and areas of specialty.

In-person registration is closed; Online seats still open.

Program Details and Registration