Bates News - 09-27-19

Bates Managing Director Robert Lavigne Quoted in Investment News Article

Bates Managing Director Robert Lavigne Quoted in Investment News Article

Bates Compliance Managing Director Robert “Bob” Lavigne is quoted in a new article from Investment News on the legal battle over Reg BI and what firms should be doing now.

Read the article at Investment News


Coming Up:

Bates Compliance is a proud sponsor of the 2019 NSCP National Conference, October 21-23 at the Hilton Baltimore. Booth #33

Bob Lavigne will be speaking on Senior Investor Protection at the upcoming SIFMA Internal Audit Annual Conference, October 27-30 in Miami.

Bates Compliance will also be exhibiting at IMPACT® 2019, November 4-7 at the San Diego Convention Center.

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