News – Bates News

Bates News  |  09-13-16

Bates Group Welcomes Four New Experts

Recent senior securities and insurance regulators join Bates Group, the nation’s preeminent financial services consulting firm, providing end-to-end solutions on litigation, regulatory and compliance matters for financial services firms and their counsel.

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Bates News  |  08-03-16

Introducing Bates Group’s Energy, Oil & Gas Experts

Bates Group's Energy, Oil & Gas professionals have worked with financial services companies and their legal counsel to provide market, product and operational expertise in regulatory investigations involving energy-related issues, as well as in litigation settings.

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Bates News, Bates Research  |  12-18-15

Federal Reserve Raises Interest Rates for First Time Since 2006

On Thursday, the Federal Reserve announced that it would raise interest rates by 0.25%, the first interest rate rise in nearly a decade. This widely-expected rate rise comes as the Fed believes economic growth in the U.S. is continuing at a moderate pace with solid gains in “household spending and business fixed investment.”

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Bates News  |  12-01-15

Meet Our New Experts

We are proud to announce our new Affiliate Experts and Consultants. Below are brief biographies of our new experts. 

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Bates News  |  11-24-15

Bates Group -Ulmer Berne’s 2015 Broker-Dealer Compliance Roundtable a Success

On Wednesday, November 18, 2015, Bates Group LLC and Ulmer Berne co-hosted a 2015 Broker-Dealer Compliance Roundtable breakfast in Chicago, Illinois.

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Bates News  |  10-14-15

Alison Jimenez presents on two panels in Las Vegas

Alison Jimenez, Bates Group Affiliate Expert, presented on two panels at the Association of Certified Anti-Money Laundering Specialists ("ACAMS") annual conference in Las Vegas.

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Bates News  |  09-25-15

Bates Group LLC honored as a Best Securities Litigation Consulting Firm

Bates Group LLC is honored to have voted a Best Securities Litigation Consulting Firm by the 2015 Readers of the New York Law Journal.

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Bates News  |  09-24-15

Bates Group LLC Launches RegTelligence™

Bates Group LLC Launches RegTelligence™ - The number one source for intelligence on financial industry regulator behavior.

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Bates News  |  06-22-15

Bates Group and SIFMA Co-Host “The 2015 Leaders & Experts Forum“

Jennifer Stout, Bates Group President/CEO, and Alex Russell, Head of Bates Research, spoke at "Leaders & Experts Forum: A Mid-Year Conversation" co-organized by SIFMA and Bates Group LLC

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