07-18-24
Meet Us in Nashville at Bitcoin 2024
Attending the Bitcoin 2024 conference in Nashville? Connect with Bates FinTech Compliance Director Jason Fitch.
Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.
We’re looking for talent! Interested in a career at Bates Group? Visit our Careers page.
07-18-24
Attending the Bitcoin 2024 conference in Nashville? Connect with Bates FinTech Compliance Director Jason Fitch.
07-09-24
Elevate your AML program's effectiveness at the Fraud Fighters Virtual Summit on Wednesday, July 17th. Brandi Reynolds is speaking on the panel "Ensuring Quality Assurance of Your AML Programs" - sponsored by Unit21.
06-25-24
This new compliance webinar features industry experts from Bates Group, eToro, Alviere, and Pillsbury Winthrop Shaw Pittman LLP, who will provide you with valuable insights and strategies for navigating state exams effectively.
05-15-24
Discover strategies for optimizing AML rule sets and enhancing alert efficiency during this live webinar featuring industry leaders from Bates Group, Gusto, Ava Labs, and FirstBank.
05-14-24
Join Bates Group leaders and experts at the 2024 FINRA Annual Conference, May 14-16 in Washington, D.C., and get solutions for your ongoing compliance, regulatory and litigation matters.
05-05-24
Join Bates at the 2024 IPA Innovative Payments Conference, May 5-7 at the Grand Hyatt in Washington, D.C.
04-30-24
Bates Group Managing Director Brandi Reynolds will appear on the panel in a new webinar from ACAMS on April 30, 2024. This AFC in Practice session explores how law enforcement and the crypto industry can work better together to prevent financial crime.
04-18-24
Bates Group is a proud Platinum Sponsor of the FSDA Industry Outreach Program "2024: Getting Back on Track," April 18, 2024 at the University of South Florida CAMLS center. Hear from industry professionals, regulators, and the country's top experts on industry trends, regulatory challenges, and what the rest of 2024 and the future hold.
04-18-24
Join Bates Compliance Managing Director Hank Sanchez at the NSCP Interactive Compliance Labs, April 18th, 2024 on location at California Sate University, Long Beach.
04-17-24
Bates Group Managing Director Christopher Riper will be speaking on the “Continuing Challenges with Off-Channel Communications” panel at FMA's 2024 Securities Compliance Seminar in Chicago - Thursday, April 18 from 1:15 to 2:15 pm.
04-08-24
Bates Compliance leader Brandi Reynolds will be attending ACAMS Assembly Hollywood, April 8-10 in Hollywood, FL.
04-04-24
Bates Group practice leaders Alex Russell and Rhonda Davis are featured as speakers at the SIFMA 2024 Chief Risk Officers' Roundtable, April 4-5 in Chicago. Bates is a proud sponsor.
03-17-24
Bates is a proud sponsor of the 2024 SIFMA C&L Annual Seminar, March 17-20, 2024 in Orlando, Florida.
03-06-24
Meet Bates Compliance leaders at the 2024 IAA Investment Advisor Compliance Conference, March 6-8, 2024 in Washington, D.C. Managing Direcctor Kurt Wachholz is a featured speaker.
03-04-24
Bates is a proud sponsor of the 2024 IBDC/RIAC Annual Risk Management Conference, March 4-6, 2024 in San Diego, California. Bates cybersecurity expert Patrick Cox will be speaking.
02-23-24
Attending ETH in Denver? Bates Managing Consultant John Ashley is available meet with you to discuss the top issues and concerns for the blockchain community.