News – Bates News

Bates News  |  11-24-15

Bates Group -Ulmer Berne’s 2015 Broker-Dealer Compliance Roundtable a Success

On Wednesday, November 18, 2015, Bates Group LLC and Ulmer Berne co-hosted a 2015 Broker-Dealer Compliance Roundtable breakfast in Chicago, Illinois.


Bates News  |  10-14-15

Alison Jimenez presents on two panels in Las Vegas

Alison Jimenez, Bates Group Affiliate Expert, presented on two panels at the Association of Certified Anti-Money Laundering Specialists ("ACAMS") annual conference in Las Vegas.


Bates News  |  09-25-15

Bates Group LLC honored as a Best Securities Litigation Consulting Firm

Bates Group LLC is honored to have voted a Best Securities Litigation Consulting Firm by the 2015 Readers of the New York Law Journal.


Bates News  |  09-24-15

Bates Group LLC Launches RegTelligence™

Bates Group LLC Launches RegTelligence™ - The number one source for intelligence on financial industry regulator behavior.


Bates News  |  06-22-15

Bates Group and SIFMA Co-Host “The 2015 Leaders & Experts Forum“

Jennifer Stout, Bates Group President/CEO, and Alex Russell, Head of Bates Research, spoke at "Leaders & Experts Forum: A Mid-Year Conversation" co-organized by SIFMA and Bates Group LLC


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